A compliance officer is a professional responsible for ensuring that an organization adheres to all relevant laws, regulations, and internal policies. They play a critical role in managing and monitoring compliance activities within the organization to minimize legal and regulatory risks.
Responsibilities
- Developing and implementing compliance programs: Compliance officers design and implement compliance programs tailored to the organization’s specific industry and regulatory requirements. They establish policies, procedures, and controls to ensure adherence to applicable laws and regulations.
- Monitoring regulatory changes: Compliance officers stay updated on changes in laws, regulations, and industry standards that may affect the organization. They assess the impact of these changes and modify compliance programs accordingly.
- Creating and delivering compliance training: Compliance officers develop and deliver training programs to educate employees on compliance requirements. They ensure that employees are aware of their responsibilities and understand how to comply with relevant regulations and internal policies.
- Implementing compliance monitoring and auditing: Compliance officers establish monitoring and auditing processes to assess the effectiveness of the organization’s compliance programs. They conduct regular internal audits, reviews, and assessments to identify areas of non-compliance and develop corrective actions.
- Investigating and resolving compliance issues: Compliance officers investigate reported or suspected compliance violations within the organization.
- Reporting and documentation: Compliance officers prepare and submit regulatory reports and documentation as required. They maintain comprehensive records of compliance activities, audit findings, and corrective actions taken.
Skills
- CAMS Certified
- 3+ Years of Experience
- Bachelor’s degree
- Engaging with external regulators and auditors
- Promoting a culture of compliance
ob Details
| Job Location | Dubai, United Arab Emirates |
| Company Industry | Financial Services |
| Company Type | Unspecified |
| Job Role | Finance and Investment |
| Employment Type | Full-Time Employee |
| Monthly Salary Range | Unspecified |
| Number of Vacancies | 3 |
Preferred Candidate
Residence Location: United Arab Emirates. Training Manager (Real Estate)
| For Update | TodayAims.com |
| For Apply | Apply Here |